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Emerging Companies Fund

An Australian small caps fund with a 20+ year track record

November 2024 - Monthly REPORT

November Report: Celebrating 20 Years

SUMMARY

The Fund was up 6.6% in November, outperforming the Small Industrials by 2.7% and outperforming the Small Ordinaries by 5.3%. For the 12 months to November, the Fund was up 29.1%, outperforming the Small Industrials Index by 3.6% and outperforming the Small Ordinaries Index by 9.2%.

This year also marks a significant milestone for the Pengana Emerging Companies Fund, celebrating 20 years of delivering exceptional results. Featured in the Australian Financial Review article ‘Meet the ‘emotionless’ fundies that keep outperforming’, fund managers Ed Prendergast and Steve Black credit their success to disciplined decision-making and a focus on mispriced, stable businesses.
Read the full feature here.

PERFORMANCE

Performance Table

NET PERFORMANCE FOR PERIODS ENDING 30 Nov 2024 1
1 MTH 1 YEAR 3 YEARS P.A. 5 YEARS P.A. 10 YEARS P.A. 15 YEARS P.A. SINCE INCEPTION P.A.
Emerging Companies Fund 6.6% 29.1% 3.4% 9.4% 10.8% 11.4% 12.4%
S&P/ASX Small Ordinaries Index 1.3% 19.9% -0.1% 4.6% 7.7% 4.6% 5.0%
Outperformance 5.3% 9.2% 3.5% 4.8% 3.2% 6.8% 7.4%
ASX Small Cap Industrials Index** 3.9% 25.5% 0.5% 3.7% 7.3% 7.0% 5.6%
Outperformance 2.7% 3.6% 2.9% 5.7% 3.6% 4.3% 6.8%

Swipe horizontally to see all columns

COMMENTARY

The US market rose 5.7% in November, with tech stocks leading the way, as the US election result was confirmed and the typical distraction and uncertainty during a long campaign ended. Further China stimulus moves also contributed to a sense of optimism. Bond markets recovered slightly, and gold prices retreated suggesting a shorter term confidence boost in economic growth.

The Australian market rose 3.4%, with industrials outperforming the mining sector which was dragged down by lower copper, gold, and oil prices. Smallcap stocks rose by 1.3%, again with industrials outperforming mining stocks. Local tech stocks were especially strong in November.

Our key positive contributors in November were:
Gentrack (+42%) released its full year result showing 26% revenue growth, and 31% growth in underlying operating earnings. Catapult Group (+40%) revealed full year revenue growth of 19% and a threefold increase in free cash flow as the business leverages a fixed cost base effectively. Technology One (+24%) also released its final result, revealing annual recurring revenue growth of 20% and an 18% increase in net profit as it continues to migrate customers onto its cloud platform, and gain market share in the UK. Generation Development (+10%) held its AGM with commentary confirming solid growth in both the investment bond operation and advisor services. Car Group (+10%) rallied after encouraging commentary at its AGM in late October.

Our key negative contributors in November were:
Propel Funerals (-2%) drifted in a market otherwise focussed on higher risk/growth stocks. Infomedia (-3%) unveiled higher customer churn which shaved its revenue growth expectations in the short term. Smartpay (-10%) is a very small investment in our fund and has been affected by the potential for the RBA to regulate transaction fees on debit cards. AFT Pharmaceuticals (-9%) disclosed its interim result, with revenue growth marginally below expectations. Coast Entertainment (-4%) posted a reasonable operating update at its AGM, however, the price drifted with its lower levels of liquidity resulting in a somewhat erratic shorter term price pattern.

Performance Chart

NET PERFORMANCE SINCE INCEPTION2

PORTFOLIO

Top Holdings (alphabetically)

ALS Ltd.
Australia
Industrials
ALS Limited is a commercial services company with national and international operations. The Company's services include analytical and testing services, producing industrial and commercial chemical products, and hospitality, cleaning, and catering products.
CAR Group Limited
Australia
Communication Services
carsales.com Ltd owns and operates a portfolio of automotive and related industry websites, including an automotive classifieds website.
Charter Hall Group
Australia
Real Estate
Charter Hall Group invests in and develops real estate. The Company manages real estate investment funds and develops commercial, residential, and industrial properties.
Generation Development Group Limited
Australia
Financials
Generation Development Group Ltd. engages in the provision of development capital to financial sector businesses. It operates through the following segments: Benefits Funds Management and Funds Administration, Other Business, and Benefits Funds. The Benefits Funds Management and Funds Administration segment includes administration and management services to the benefits. The Other Business segment refers to the investment associates of the company. The Benefis Funds segment focuses on the operation of results and financial position of the benefits funds. The company was founded in 1991 by Martin Edward Ryan and is headquartered in Melbourne, Australia.
HUB24 Limited
Australia
Financials
HUB24 Ltd. engages in the provision of investment and superannuation portfolio administration and licensee services. It operates through the following segments: Platform, Licensee Services, Information Technology Services, and Corporate. The Platform segment develops and provides investment and superannuation platform services to financial advisers, stockbrokers and accountants, and its clients. The Licensee Services segment includes the provision of compliance, software, education, and business support to financial advisers. The Information Technology Services segment refers to the application and technology products for the financial services sector. The company was founded on April 13, 2007 and is headquartered in Sydney, Australia.
Netwealth Group Ltd.
Australia
Financials
Netwealth Group Ltd. operates as a financial services and technology company. It offers a range of innovative portfolio administration, superannuation, retirement, investment and managed accounts solutions to investors and intermediaries including Financial Intermediaries and private client. The company was founded by Michael Heine in 1999 and is headquartered in Melbourne, Australia.
Propel Funeral Partners Ltd.
Australia
Consumer Discretionary
Propel Funeral Partners Limited provides funeral services. The Company owns and operates funeral homes, cemeteries, crematoria, and related assets, as well as offers funeral, cremation, burial, and mortuary services. Propel Funeral Partners serves individuals and families in Australia and New Zealand.
SGH Limited
Australia
Industrials
SGH Ltd. is an investment company, which focuses on industrial services, media, and investments. It operates through the following business segments: WesTrac, Coates, Boral, Energy, Media Investments, and Other Investments. The WesTrac segment provides heavy equipment sales and support to customers. The Coates segment offers a range of general and specialist equipment to a variety of markets including engineering, building construction and maintenance, mining and resources, manufacturing, government, and events. The Boral segment is a construction materials group. The Media Investments segment relates to investments in listed and unlisted media organizations. The Other Investments segment covers other investments and incorporates listed investments and property. The company was founded in 1956 and is headquartered in Sydney, Australia.
Technology One Limited
Australia
Information Technology
Technology One Limited is an Australian-based company that is engaged in the development, marketing, sales, implementation, support, and distribution of financial management and enterprise software solutions. The Company has operations in New Zealand, the United Kingdom, the South Pacific, and Malaysia.
Zip Co Ltd.
Australia
Financials
Zip Co. Ltd. engages in the offering point-of-sale credit and payments to customers and providing integrated retail finance solutions to merchants, both online and in-store. It operates through the following segments: ANZ, Americas, EMEA, Zip Business, and Corporate. The ANZ segment offers BNPL instalment or line of credit products to consumers and historically included the consolidated entity's Pocketbook operations. The Americas segment refers to the BNPL instalment products to customers in the U.S. and Canada. The EMEA segment focuses on the BNPL instalment products to customers in Europe, the Middle East and South Africa. The Zip Business segment provides unsecured loans and lines of credit to small and medium-sized businesses. The Corporate segment includes expenses benefiting all segments and are either not directly attributable or allocated to a particular segment. The company was founded by Larry Diamond and Gray Peter in 2013 and is headquartered in Sydney, Australia.

PROFILE

Platform Availability

  • AET Wholesale Access Fund
  • Asgard Element (Masterfund)
  • Asgard Infinity
  • BT Investment Wrap
  • BT Super Wrap
  • BT Panorama
  • Colonial First Wrap -Super/pension
  • Centric IDPS
  • Centric Super
  • Hub24
  • IOOF Portfolio Service
  • IOOF Core
  • IOOF Pursuit Select
  • IOOF Grow Wrap
  • Macquarie Wrap
  • MLC Wrap/Navigator
  • Mason Stevens
  • Netwealth
  • OneVue
  • Praemium
  • uXchange
  • Wealthtrac

FEATURES

  • APIR CODE PER0270AU
  • REDEMPTION PRICEA$ 2.6245
  • FEES * Management Fee: 1.3340%
    Performance Fee: 20.5% of the performance above the benchmark
  • FUM AT MONTH END A$ 869.67m
  • STRATEGY INCEPTION DATE 1 November 2004
  • BenchmarkS&P/ASX Small Ordinaries Accumulation Index

Fund Managers

Ed Prendergast

Senior Fund Manager

Steve Black

Senior Fund Manager

Description

The Pengana Emerging Companies Fund combines the skills of highly experienced small company investors (collectively over 45 years’ experience) with a limited fund size and an objective of providing above market returns over the medium term. Our benchmark is the S&P/ASX Small Ordinaries Accumulation Index. The fund managers Steve Black and Ed Prendergast are part owners of the business and investors in the Fund, providing a strong incentive to perform. The Fund has strong research ratings from all major research houses and over the period since its inception has delivered returns well above benchmark.

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High Conviction Property Securities Fund
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Global Small Companies Fund
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WHEB Sustainable Impact Fund
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Emerging Companies Fund
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High Conviction Equities Fund
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Pengana International Equities Limited (ASX: PIA)
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Private Equity Trust (ASX: PE1)
Private Equity Trust (ASX: PE1)
Pengana Global Private Credit Trust (ASX:PCX)
Pengana Global Private Credit Trust (ASX:PCX)
Alpha Israel Fund
Alpha Israel Fund
Pengana Diversified Private Credit Fund
Pengana Diversified Private Credit Fund

1. Net performance figures are shown after all fees and expenses, and assume reinvestment of distributions. No allowance has been made for buy/sell spreads. Please refer to the PDS for information regarding risks. Past performance is not a reliable indicator of future performance, the value of investments can go up and down.
2. Inception 1 November 2004.
* For further information regarding fees please see the PDS available on our website.
** The Fund does not invest in resource stocks.